FSA
RSS FSAMiFID: No boon for small and private banks?
News FSA upgrades tech to improve MiFID monitoring ¦ While large banks and exchanges are set to grow as a result of adopting MiFID (Markets in Financial Instruments Directive), small domestic players and private banks will... [30 Oct 2007]
UK banks ready for MiFID, says FSA
News The UK banking industry is in good shape for the European MiFID regulations which come into force on 1 November, according to the Financial Services Authority (FSA). An FSA spokesman told silicon.com... [30 Oct 2007]
MiFID: Banks not ready as deadline looms
News FSA upgrades tech to improve MiFID monitoring ¦ A significant proportion of financial organisations are unprepared for the record keeping requirements of MiFID, just weeks before the European investment banking... [17 Oct 2007]
Avoiding the next Northern Rock
Comment One can argue that the Bank of England's and the FSA's controls should have been stringent enough to detect the situation. The banking and finance sector can take months to spot that things are going wrong. [15 Oct 2007]
MiFID - will the banks be ready in time?
News Financial Services Authority (FSA) might be lenient on those banks not fully compliant for up to 18 months, as the implications of MiFID slowly become clear. FSA upgrades tech to improve MiFID monitoring... [03 Oct 2007]
Integrating VERITAS Enterprise Vault: NetApp Storage Solution File System Archival
White Paper This paper will discuss the File System Archival (FSA) feature in a NetApp environment. Messaging and collaboration servicing combined with an efficient archival solution in a configuration where a storage solution can... [31 Aug 2007]
Banks turn to tech to fight financial data surge
News FSA upgrades tech to improve MiFID monitoring Financial organisations will increasingly turn to technology to cope with the wave of market data they have to deal with over the next few years. [02 Aug 2007]
MiFID guidance "not good enough"
News FSA upgrades tech to improve MiFID monitoring In the UK, 46 per cent of respondents thought the FSA's minimal-guidance approach to MiFID compliance makes it difficult to understand exactly what the... [26 Jul 2007]
How to insure your IT
Comment When the Nationwide Building Society recently suffered the theft of an employee's laptop containing unencrypted customer data, it found out just how quantifiable its risk was - the FSA fined it £980,000. [17 Jul 2007]
MiFID 'won't turn sky green'
News FSA upgrades tech to improve MiFID monitoring The European investment bank directive MiFID will have a significant impact on the financial services industry long after it comes into law on 1 November 2007. [13 Jul 2007]
FSA upgrades tech to improve MiFID monitoring
News The Financial Services Authority (FSA) is significantly upgrading the technology it uses to monitor the UK financial markets and to identify potential market abuses. Following the introduction of MiFID on 1 November this... [20 Jun 2007]
Cheat Sheet: MiFID
Cheat Sheet And many players - including the Financial Services Authority (FSA) in the UK - have warned the costs of compliance may well outweigh the benefits. You're thinking of Triffids. MiFID stands for the Markets in Financial... [05 Jun 2007]
Symantec Enterprise Vault: File System Archiving
White Paper This paper is designed to give technical staff, project managers, and Microsoft Windows file server experts an overview of Symantec Enterprise Vault File System Archiving (FSA). For more than 25 years, organizations have... [18 May 2007]
FSA signs far-reaching outsourcing deals
News The Financial Services Authority (FSA) has handed the bulk of its IT to Fujitsu Services in an eight-year, £80m outsourcing contract. The FSA said the goal is both to cut costs and have "best in class IS... [20 Apr 2007]
Novell Case Study: The AA
White Paper The AA must comply with Financial Services Association (FSA) regulations and guidelines, and the publication of a white paper on financial crime risks in information security led the AA to consider the security of its IT... [05 Apr 2007]
