FSA
RSS FSAThe Impact of New Communication Tools for Financial Services Firms
White Paper Regulators, such as the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), the Financial Services Authority (FSA) and others have established regulations regarding the appropriate... [13 Nov 2009]
Enterprise Vault 8.0: File System Archiving
White Paper This white paper is designed to give technical staff, project managers, and file server experts an overview of Symantec Enterprise Vault File System Archiving (FSA). Enterprise Vault surpasses the scope, ability and... [05 Aug 2009]
Sun Storage 7000 Unified Storage System as Storage Target for Symantec Enterprise Vault
White Paper This paper describes how to quickly configure and deploy the Sun Storage 7110 Unified Storage System (also referred to as "Appliance") for Symantec Enterprise Vault and how to set up a File System Archive (FSA). [31 Jul 2009]
HSBC companies slapped with £3m fines over data breaches
News The Financial Services Authority (FSA) fined HSBC Life £1,610,000, HSBC Actuaries £875,000 and HSBC Insurance Brokers £700,000 - making a total of £3m in penalties between them. Due to the fact the three firms settled... [22 Jul 2009]
Formal Methods for Intrusion Detection of Windows NT Attacks
White Paper This study develops a method to build Finite State Automaton (FSA) that models the dependencies between the Operating-System (OS)-level events recorded in the audit logs of a Windows NT machine. The FSA... [20 Jun 2009]
Real-world business intelligence
Comment B&B uses its BI systems for a variety of information management tasks ranging from calculating risks on mortgage lending to providing regulatory reporting to authorities such as the FSA and the Bank of England. [05 Jun 2009]
Data Management Software Helps Australian Debt-Solutions Firm Streamline IT, Cut Costs
White Paper FSA Group serves Australians who need help controlling their debt. To address this challenge, FSA Group worked with CommVault - a Microsoft Gold Certified Partner - to deploy CommVault Simpana software... [30 May 2009]
The Impact of NEWCOB on Complaints Handling
White Paper The FSA has consulted on a new complaints rulebook for firms (new DISP), as part of its shift towards principle-based regulation, alongside the general rewrite of its Conduct of Business rules. This paper assesses the... [01 May 2009]
Bradford & Bingley Drives Continuous Improvement With CDC Respond
White Paper Customer feedback is used as a means to drive improvements to the business and to cement the company's ongoing commitment to the FSA's Treating Customers Fairly (TCF) guidelines. Bradford & Bingley is a UK-based... [30 Apr 2009]
FSA: £1bn needed to fix financial IT
News The Financial Services Authority (FSA) on Wednesday called for substantial investment in banking IT, as part of proposals to speed up the time it takes for customers to get their money back when a bank fails. [09 Jan 2009]
Gabriel's more angelic these days, promises FSA
News The Financial Services Authority's (FSA) new strategic reporting system has drawn the ire of its users despite having its budget increased to the tune of £5m. However, the FSA admits the system has... [10 Dec 2008]
Betfair spins into financial trading
News The website currently only offers financial spread betting - and a high low betting game based on movements of the FTSE 100 - as it awaits authorisation from the FSA, expected in early 2009. Online betting exchange... [10 Nov 2008]
Kiln builds a bigger insurance data pot
Case Study Locke said the industry as a whole has been put on alert by the FSA to review its data security protocols. It's not hard to see that the UK financial services landscape is changing in quite fundamental ways. [09 Oct 2008]
Regulators cracking down on outsourcers
Comment In December 2007 the FSA fined Norwich Union Life £1.26m for various shortcomings in information security and fraud prevention. In the UK the FSA is clear that the ultimate responsibility for a control... [09 Sep 2008]
Financial advisors digitise docs to please FSA
News Independent financial advisor group Independent Financial Services (IFS) has signed a deal to implement scanners in 100 offices, to keep client documents safe in light of FSA regulation. The decision to digitise the... [01 Sep 2008]
