SEC
RSS SECCompliance: SEC 17a-4/NASD 3010/3110
White Paper All aspects of the SEC and NASD regulations are effective today. In the wake of the 1928 stock market crash and the uncovering of widespread securities fraud, the U.S. Congress enacted the Securities Exchange Act of 1934. [09 Oct 2009]
Sustaining SOX Compliance: Best Practices to Mitigate Risk, Automate Compliance, and Reduce Costs
White Paper Sections 302, 404 and 409 of SOX, and corresponding SEC Rules and Regulations, have tremendous ramifications for Information Technology (IT) in the areas of control (internal controls), evaluation (governance,... [05 Oct 2009]
PKWARE Case Study: Banking Institution #2
White Paper The challenge was to meet SEC Compliance and limit employee encryption capabilities based on employee job function(s). Company deployed PKZIP for Windows desktop which resulted in SEC Compliance and... [30 Sep 2009]
Skype founders vs Skype: 'You've violated our patents'
News Referring to that suit, eBay's SEC filing regarding the sale of Skype says "consummation of the deal was subject to 'no settlement of the pending litigation with Joltid Limited having been effected without the consent of... [17 Sep 2009]
Oracle's Ellison to take $1 salary this year
News According to the SEC filing, he owns 1.18 billion shares of Oracle, or 23.4 per cent of the company's total stock. Oracle CEO Larry Ellison will receive a base salary of $1 for fiscal 2010, according to a regulatory... [24 Aug 2009]
Data Center Fabric: Leveraging 8 Gbit/sec Fibre Channel End to End in the Data Center
White Paper In addition, 8 Gbit/sec is needed for server virtualization, scaling of fabrics, backups, and high-performance computing requirements. Every data center user has or will have these needs in the future, and as data center... [07 Aug 2009]
Yahoo! inks get-out clause in Microsoft deal
News A few other details came out in the SEC filing: If Microsoft falters as the exclusive provider for search on Yahoo! s network of websites - when benchmarked against Google - Yahoo! can back out of the deal. [05 Aug 2009]
IP Security Features: Intel Ethernet Server Adapters and Microsoft Windows Server 2008
White Paper IP sec also provides data encryption for DirectAccess, which will be introduced with Windows 7 and Windows Server 2008 and will provide simplified remote connectivity. IPsec, as provided in Microsoft Windows Server 2008,... [05 Aug 2009]
Skype fighting to dodge shutdown with new tech
News Skype's owner, eBay, revealed the software-development initiative in a filing on Tuesday last week with the US Securities and Exchange Commission (SEC), but warned that it may not be successful.eBay bought Skype for... [03 Aug 2009]
Ingest, Scale and Manage Data Explosion - Using Oracle SecureFiles on a LSI 7900 Storage Array
White Paper The results show a maximum throughput of 700 MB/sec with a single node, 2.8 GB/sec with 4- nodes and 4.5 GB/sec with 7-nodes (90 percent scalability). The purpose of this whitepaper is... [31 Jul 2009]
Accounting and Manufacturing Solution Eases Compliance for Antimicrobial Manufacturer
White Paper Securities and Exchange Commission (SEC). Rapid financial reporting helps the company meet SEC deadlines for accelerated filings and improves traceability assists in meeting the compliance standards of... [25 Jul 2009]
Yes vote for Apple shareholders' right to 'say on pay'
News After a recount, Apple told the SEC on Monday that in fact a majority of votes had been cast in favour of the resolution - officially known as Shareholder Proposal No 5 Regarding Advisory Vote on Compensation. [28 Apr 2009]
Good Governance: Keep Controlled Content in Line Throughout Its Lifecycle - Part 2
White Paper But Good Governance is not just about FDA or SEC regulations, and it's not just about retention and disposition. The importance of controlling content in a highly regulated industry is well known. Rather, Good Governance... [25 Apr 2009]
SEB Meets New Trading Requirements and Achieves Cross Border Compliance With ZL Unified Archive
White Paper In an active investment banking division at a large financial institution, the Chief Compliance Officer's duties have increased immensely due to new compliance regulations regarding email supervision including SEC 17a-4,... [01 Apr 2009]
Most Commonly Asked Chief Compliance Officer (CCO) Questions and Issues
White Paper New regulations from regulatory bodies such as the SEC and NASD have spent the last few years aggressively fine-tuning their requirements and as a result, organizations, particularly in the financial sector, are having... [23 Mar 2009]
