compliance with comply in case studies

Finance company finds way though Basel II maze

Case Study Marks & Spencer Money has completed a data quality project that has helped it comply with Basel II regulations well ahead of the January 2007 deadline. For Basel II compliance we had to put a lot of effort into processes people and technology. [09 Aug 2006]

Bank "maps" its way through SOX maze

Case Study They set the framework of standards that apply to IT that we should be following to make sure we comply with regulation. Between 10 and 15 per cent of our back office staff are working on compliance and regulation. [15 Nov 2005]

Document project pays dividends for stockbroker

Case Study The project would help the company comply with increasing demands from regulators to know more about the clients that the firm was doing business with: "There was a need to get more client data onboard," Bath said. [12 Jul 2005]

Software helps agency hit FOI target

Case Study The London Development Agency (LDA) is using content management software to help it comply with the Freedom of Information (FOI) Act - and improve its knowledge management. The original drive was one of compliance and the FOI Act," she said. [20 Jun 2005]

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