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Case Study Wheeler said much more will be put onto the platform over the next few years, as the company grows and addresses compliance issues presented by MiFID. Since stockbroker Redmayne-Bentley revamped its IT infrastructure with a move to Linux the...
[18 May 2007]
Case Study For Basel II compliance we had to put a lot of effort into processes people and technology. Ovum analyst Ian Charlesworth said data quality is an issue many companies are looking to address, and are using regulatory compliance projects as a hook to...
[09 Aug 2006]
Case Study Between 10 and 15 per cent of our back office staff are working on compliance and regulation. Ashton said the aim is to automate much of the compliance work: "We need to find a way to embed these processes in our day-to-day business.
[15 Nov 2005]
Case Study Toy manufacturer Hasbro has extended the use of its content technology to help it also ensure Sarbanes-Oxley (SOX) compliance. Part of SOX compliance involves documenting and testing processes and being able to show that they are being adhered to.
[16 Sep 2005]
Case Study The company wanted to consolidate thousands of policies covering areas such as Financial Services Authority compliance; health and safety; human resources; information security; data protection; and ISO 9001 into one central location.
[09 Aug 2005]
Case Study Online bank Intelligent Finance (IF) has met mortgage regulation compliance deadlines by implementing a document management system which it predicts will pay back tenfold over the next five years. Because mortgages are the leading product the bank...
[13 Jul 2005]
Case Study Stockbroker Brewin Dolphin Securities has updated information about its customers and ensured regulatory compliance through a "repapering" project involving Xerox Global Services. Neil Bath, group head of information systems at Brewin Dolphin, told...
[12 Jul 2005]
Case Study Lewis declined to reveal how much the system had cost to implement but said it will also be of value for procedural compliance purposes. High-street fashion chain River Island is cracking down on internal fraud in its 200 UK and Ireland stores with...
[24 Jun 2005]
Case Study The original drive was one of compliance and the FOI Act," she said. The London Development Agency (LDA) is using content management software to help it comply with the Freedom of Information (FOI) Act - and improve its knowledge management.
[20 Jun 2005]
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