compliance in case studies
Martin Brokers cashes in on back-up swap
Case Study The firm - which has nearly 400 employees in London and across Europe - backs up around 15,000 emails per day as well as CRM information, brokerage volume reports and market feed data, much retained for compliance reasons. [23 Apr 2009]
Sony Pictures sets sights on best IT Oscar
Case Study The use of the BMC Software technology along with close compliance with Itil means IT staff and the CIOs of the various business units now have an overall view of the global IT organisation. Sony Pictures Entertainment... [17 Apr 2009]
Cern keeps an eye on its assets
Case Study Widegren said building and operating the LHC would have been impossible without the EAM system as the amount of assets, procedures and compliance demands would have been too much to cope with otherwise. [20 Oct 2008]
Microsoft updates boost law firm security
Case Study International law firm Linklaters is using Microsoft update services to boost security and compliance. Another factor was the service meant compliance to internal security requirements, as well as... [17 Sep 2008]
Linux move reaps dividends for stockbroker
Case Study Wheeler said much more will be put onto the platform over the next few years, as the company grows and addresses compliance issues presented by MiFID. Since stockbroker Redmayne-Bentley revamped its IT infrastructure... [18 May 2007]
Finance company finds way though Basel II maze
Case Study For Basel II compliance we had to put a lot of effort into processes people and technology. Ovum analyst Ian Charlesworth said data quality is an issue many companies are looking to address, and are using regulatory... [09 Aug 2006]
Bank "maps" its way through SOX maze
Case Study Between 10 and 15 per cent of our back office staff are working on compliance and regulation. Ashton said the aim is to automate much of the compliance work: "We need to find a way to embed these... [15 Nov 2005]
Hasbro sorts its SOX with content management software
Case Study Toy manufacturer Hasbro has extended the use of its content technology to help it also ensure Sarbanes-Oxley (SOX) compliance. Part of SOX compliance involves documenting and testing processes and being... [16 Sep 2005]
Policy 'safe' keeps staff compliant
Case Study The company wanted to consolidate thousands of policies covering areas such as Financial Services Authority compliance; health and safety; human resources; information security; data protection; and ISO 9001 into one... [09 Aug 2005]
IF thunders ahead with document management
Case Study Online bank Intelligent Finance (IF) has met mortgage regulation compliance deadlines by implementing a document management system which it predicts will pay back tenfold over the next five years. Because mortgages are... [13 Jul 2005]
Document project pays dividends for stockbroker
Case Study Stockbroker Brewin Dolphin Securities has updated information about its customers and ensured regulatory compliance through a "repapering" project involving Xerox Global Services. Neil Bath, group head of information... [12 Jul 2005]
Retailer cuts checkout fraud with alert software
Case Study Lewis declined to reveal how much the system had cost to implement but said it will also be of value for procedural compliance purposes. High-street fashion chain River Island is cracking down on internal fraud in its... [24 Jun 2005]
Software helps agency hit FOI target
Case Study The original drive was one of compliance and the FOI Act," she said. The London Development Agency (LDA) is using content management software to help it comply with the Freedom of Information (FOI) Act - and improve its... [20 Jun 2005]
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