fsa financial institutions
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Kiln builds a bigger insurance data pot
Case Study Locke said the industry as a whole has been put on alert by the FSA to review its data security protocols. Alongside many other financial institutions, insurance is increasingly under... [09 Oct 2008]
Leader: UK should make hay while MiFID sun shines
Leader The FSA has said the UK is well prepared for today's deadline - thanks to a lot of hard work by the IT departments in many City institutions. The Financial Services Authority... [01 Nov 2007]
MiFID: No boon for small and private banks?
News FSA upgrades tech to improve MiFID monitoring ¦ But the spokesman pointed out that although cross-border opportunities will only be open to big organisations, all financial... [30 Oct 2007]
MiFID: Banks not ready as deadline looms
News FSA upgrades tech to improve MiFID monitoring ¦ The JWG-IT helps financial institutions to work out how to meet the challenges posed by EU regulatory changes and has identified 10... [17 Oct 2007]
MiFID - will the banks be ready in time?
News Financial Services Authority (FSA) might be lenient on those banks not fully compliant for up to 18 months, as the implications of MiFID slowly become clear. FSA upgrades tech to improve... [03 Oct 2007]
MiFID guidance "not good enough"
News FSA upgrades tech to improve MiFID monitoring In the UK, 46 per cent of respondents thought the FSA's minimal-guidance approach to MiFID compliance makes it difficult to understand exactly what the... [26 Jul 2007]
FSA to do minimum for EU compliance
News Earlier this year the FSA criticised the European Union for failing to provide a cost-benefit analysis for the Markets in Financial Instruments Directive (MiFID), a regulation that will allow... [05 Dec 2005]
FSA slams EU over IT burden
News The UK's Financial Services Authority (FSA) has blasted the EU for imposing complicated regulations that could land European banks with a €1bn technology bill. Chairman of the FSA Callum... [25 Jul 2005]
UK customer data safe in India, says FSA
News Banking regulator the Financial Services Authority (FSA) gave the clean bill of health after visiting and reviewing 10 offshore operations of the biggest UK retail banks in Bangalore and Mumbai. The... [05 May 2005]
Investment banks shrug shoulders at UK compliance deadline
News A survey of 308 institutions has shown 79 per cent have no interest in putting in place a strategy to satisfy a Financial Services Authority (FSA) deadline of 1 July covering conflict of... [08 Jun 2004]
City firms' data security fears over electronic reporting rules
News Leading City institutions have raised concerns about the security of data that will have to be transferred online and electronically under new reporting guidelines from the Financial Services Authority... [01 Apr 2004]
Banks warned over viruses and offshoring terror risk
News The FSA said it will continue to "monitor the preparedness" of financial institutions but does not want to be "too prescriptive about the nature of back-up systems" that firms use.... [27 Jan 2004]
How consumer IM vendors are targeting business users
Comment Although the FSA is not yet that prescriptive in the UK, companies need to make sure that IM is not being used to break other regulations or policies. Financial institutions in the US... [24 Sep 2003]
Anti-money laundering banking systems under scrutiny
News The Financial Services Authority (FSA) is asking banks and other financial institutions to share information on the cost and effectiveness of various anti-money... [28 Aug 2003]
Terrorist funding crackdown code canned
News The FSA stressed that the decision does not absolve financial institutions from existing anti-money laundering checks and responsibilities. But Carol Sergeant, managing director at the... [24 Jul 2003]
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