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silicon.com > Management > CIO Insights

MiFID compliance warning

MiFID compliance warning

Many trading firms going for minimum level of compliance... Read more

Mar 13, 2008

silicon.com > White Papers > IT Management > Business Functions

The Impact of NEWCOB on Complaints Handling

The Impact of NEWCOB on Complaints Handling

The FSA has consulted on a new complaints rulebook for firms (new DISP), as part of its shift towards principle-based re Read more

May 1, 2009

silicon.com > Management > CIO Insights

MiFID tweaked for the UK

You don't FSA... Read more

Feb 1, 2007

silicon.com > Management > CIO Insights

FSA upgrades tech to improve MiFID monitoring

FSA upgrades tech to improve MiFID monitoring

Cutting up the data with Sabre II Read more

Jun 20, 2007

silicon.com > Management > CIO Insights

UK banks ready for MiFID, says FSA

Just as well, as there isn't much time ... Read more

Oct 30, 2007

silicon.com > Management > CIO Insights

MiFID guidance "not good enough"

MiFID guidance "not good enough"

FS companies blame regulators for lack of compliance Read more

Jul 26, 2007

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