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MiFID compliance warning
News FSA upgrades tech to improve MiFID monitoring ¦ The Financial Services Authority (FSA) is now looking into how well firms are complying with MiFID, looking at issues such as disclosure of information... [13 Mar 2008]
Leader: UK should make hay while MiFID sun shines
Leader UK banks ready for MiFID, says FSA ¦ FSA upgrades tech to improve MiFID monitoring ¦ The Financial Services Authority (FSA) transposed MiFID into UK law at the end of January - much... [01 Nov 2007]
MiFID: It's finally right here, right now
News UK banks ready for MiFID, says FSA ¦ FSA upgrades tech to improve MiFID monitoring ¦ The Financial Services Authority (FSA) has said the The FSA estimates that around... [01 Nov 2007]
UK banks ready for MiFID, says FSA
News The positive view of the FSA counters concerns some banks may not be able to cope with the record keeping aspect of MiFID - known as Article 51 - which requires financial organisations to retain details of... [30 Oct 2007]
MiFID: Banks not ready as deadline looms
News FSA upgrades tech to improve MiFID monitoring ¦ MiFID - the Markets in Financial Instruments Directive - is a set of regulations to update the way investment banks do business by, among other things, improving record... [17 Oct 2007]
Options for Providing Best Execution in Dealer Markets
White Paper Based on an initial proposal by the FSA, IBM Global Business Services (IBM) has developed an approach to Best Execution in the Over-the-Counter (OTC) markets, as required by the Markets in Financial Instruments Directive... [11 Sep 2007]
Options for Providing Best Execution in Dealer Markets
Based on an initial proposal by the FSA, IBM Global Business Services (IBM) has developed an approach to Best Execution in the Over-the-Counter (OTC) markets, as required by the Markets in Financial Instruments Directive... [11 Sep 2007]
Banks turn to tech to fight financial data surge
News FSA upgrades tech to improve MiFID monitoring The regulations - which come into force towards the end of the year - require financial service companies to record and retain trade data for five years and promote best... [02 Aug 2007]
MiFID 'won't turn sky green'
News FSA upgrades tech to improve MiFID monitoring MiFID - the Markets in Financial Instruments Directive - is a set of regulations to update the way investment banks do business by, among other things, improving record... [13 Jul 2007]
FSA upgrades tech to improve MiFID monitoring
News The Financial Services Authority (FSA) is significantly upgrading the technology it uses to monitor the UK financial markets and to identify potential market abuses. Following the introduction of MiFID on 1 November this... [20 Jun 2007]
MiFID tweaked for the UK
News The transposition of MiFID to the UK involved the removal of existing UK provisions made redundant by MiFID and the retaining or adding of requirements to fulfil UK needs, according to a policy statement published today by the Financial... [01 Feb 2007]
FSA slams EU over IT burden
News The UK's Financial Services Authority (FSA) has blasted the EU for imposing complicated regulations that could land European banks with a €1bn technology bill. Chairman of the FSA Callum McCarthy has... [25 Jul 2005]
Want to know how much you should be putting into your pension fund?
News The workSMART Pension Calculator was developed by the Financial Services Authority (FSA) and the Association of British Insurers (ABI). The Trades Union Congress (TUC) has added the calculator to its... [17 Jan 2003]
