mifid
RSS mifidMiFID Compliance With Tripwire
White Paper MiFID is a European Union Directive that, like its 1993 predecessor seeks to establish conditions under which investment firms and banks that engage in the investment business can provide such service or establish... [05 Oct 2009]
The Impact of NEWCOB on Complaints Handling
White Paper This paper assesses the rule changes proposed in consultation paper CP06/19 and the rules relating specifically to the implementation of MiFID in the Policy Statement issued in January 2007; and explores how well they... [01 May 2009]
Faster Payments beats £1bn in one day
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley The Faster Payments Service (FPS) has seen £1bn of transactions processed in one day for the first time. On 2 March, the service processed five... [09 Mar 2009]
Why banks will push ahead with offshoring
Comment The first reason is that over the last few years FS organisations have had other priorities - primarily dealing with changes in accounting practices and regulations such as Basel II, MiFID and Sarbanes-Oxley. [10 Feb 2009]
Irish Trader puts a Coda on financials software
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley Dublin-based trading company Delta Index has chosen Coda's Financials software to support the rollout of its XDeal trading platform. [20 Jan 2009]
Faster payments system hits new £26bn heights
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley December was a bumper month for the Faster Payments Service (FPS). According to payments industry association Apacs, 3.9 million FPS payments were... [02 Jan 2009]
Natwest claims first with mobile money transfer
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley NatWest has launched what it claims is the first international money transfer service over mobile phones offered by a UK bank. [22 Dec 2008]
The City fund manager with no IT department
Comment Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley MiFID is a classic example of something that has come in and made an increase in reporting requirement. Majedie Asset Management, a... [02 Dec 2008]
Legal Eye: Outsourcing through the credit crunch
Comment The extent of reporting and audit obligations - already in the spotlight following Sarbanes-Oxley and (for financial services entities) Basel II and MiFID - will clearly be bolstered further, with potential requirements... [26 Nov 2008]
Credit card firms to share debtors' data
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley UK payments association Apacs has brokered a deal between its credit card issuing members for them to share a greater wealth of customer information. [24 Nov 2008]
Sepa adoption 'could take five years'
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley Despite calls for a deadline forcing corporates to sign up to the Single Euro Payments Area (Sepa), it could be another five years before the... [18 Nov 2008]
Over 18? Equifax card lets you prove it online
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley Equifax has introduced its first information card, the Equifax Over 18 card. Such I-cards are designed to be the online equivalent of a driver's... [14 Nov 2008]
Visa demos the credit card with its very own PIN pad
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley Credit card company Visa showcased its latest developments in payment technology alongside announcements on field trials and payment services... [10 Nov 2008]
No compliance or cost blues for Turquoise comms
News Cheat Sheets Faster Payments Basel II MiFID Sarbanes-Oxley Multilateral trading facility Turquoise is aiming for cost savings with the implementation of a Cisco unified communications (UC) network. [22 Oct 2008]
How financial turmoil will shape outsourcing
Comment Cheat Sheets ¦ Faster Payments ¦ Basel II ¦ MiFID ¦ Sarbanes-Oxley The current financial shake-up is changing how firms in the sector think about outsourcing. Peter Fawcett outlines the options they need to... [14 Oct 2008]
