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FSA issues Y2K priorities statement as deadline looms
News The Financial Services Authority (FSA) has issued a policy statement that covers the remaining tasks and priorities relating to Y2K compliance. Michael Foot, managing director and head of financial supervision at the FSA, said progress has been... [18 Aug 1999]
Investment banks shrug shoulders at UK compliance deadline
News A survey of 308 institutions has shown 79 per cent have no interest in putting in place a strategy to satisfy a Financial Services Authority (FSA) deadline of 1 July covering conflict of interest. Some quite staggering fines can come out of the FSA. [08 Jun 2004]
Firms 'wait and see' as MiFID deadline looms
News The Financial Services Authority (FSA) has calculated that the Markets in Financial Instruments Directive - MiFID - will create one-off implementation costs of between £870m and £1bn, with ongoing costs of £100m per year after that. [28 Nov 2006]
Leader: UK should make hay while MiFID sun shines
Leader The FSA has said the UK is well prepared for today's deadline - thanks to a lot of hard work by the IT departments in many City institutions. UK banks ready for MiFID, says FSA ¦ FSA upgrades tech to improve MiFID monitoring ¦ [01 Nov 2007]
MiFID: It's finally right here, right now
News In the run up to today's deadline, there has been much debate about what the exact requirements of MiFID are but analysts agree as long as banks are showing they are working towards compliance, the FSA will work with them to finish the job. [01 Nov 2007]
MiFID: No big bang - but it's not over yet
News FSA upgrades tech to improve MiFID monitoring ¦ Speaking to silicon.com a Financial Services Authority (FSA) spokesman suggested the FSA is happy with the way things have gone so far. The deadline for MiFID compliance passed without a major... [26 Nov 2007]
MiFID guidance "not good enough"
News FSA upgrades tech to improve MiFID monitoring In the UK, 46 per cent of respondents thought the FSA's minimal-guidance approach to MiFID compliance makes it difficult to understand exactly what the FSA requires of them. [26 Jul 2007]
Leader: Don't leave it too late with MiFID
Leader It's all very well for the FSA and others to complain about MiFID being more trouble than it's worth - but it's already unwise to think that it can be blocked forever. And as the deadline for compliance with the directive is expected to be April... [31 Oct 2005]
Cheat Sheet: MiFID
Cheat Sheet And many players - including the Financial Services Authority (FSA) in the UK - have warned the costs of compliance may well outweigh the benefits. And as the deadline is pretty soon, we could see an outbreak of poaching as banks get desperate to... [05 Jun 2007]
MiFID: Banks not ready as deadline looms
News FSA upgrades tech to improve MiFID monitoring ¦ A significant proportion of financial organisations are unprepared for the record keeping requirements of MiFID, just weeks before the European investment banking regulations come into force on 1... [17 Oct 2007]
MiFID 'won't turn sky green'
News FSA upgrades tech to improve MiFID monitoring The European investment bank directive MiFID will have a significant impact on the financial services industry long after it comes into law on 1 November 2007. [13 Jul 2007]
