securities exchange commission
Securities and Exchange Commission of Pakistan Achieves High Availability for Critical Applications
White Paper The Securities and Exchange Commission of Pakistan (SECP) was established in 1999 by the Government of Pakistan. The SECP wanted to install a powerful, reliable, secure, and scalable... [05 Sep 2007]
United States Securities and Exchange Commission — Data Warehouse
White Paper Business Challenge: A completely new site would have to be designed, developed, and implemented to manage the new disaster recovery architecture; and be able to process large amounts of data and increase the performance to benefit the... [16 Nov 2004]
Securities Commission takes hardline on Y2K
News US brokerage firms which fail to complete Y2K compliance by 15th November could be closed down by the Securities and Exchange Commission (SEC). Arthur Lewis, SEC chairman, said that any... [28 Jul 1999]
HP under SEC scrutiny for leak probe scandal
News HP has disclosed that the US Securities and Exchange Commission (SEC) has moved ahead with a formal inquiry into the company's controversial investigatory practices. The company said in... [17 Nov 2006]
Interagency Concept Release: Draft Interagency White Paper on Sound Practices to Strengthen the Resilience of the U. S. Financial System
White Paper The Federal Reserve, the Office of the Comptroller of the Currency and the Securities and Exchange Commission are publishing this draft white paper on Sound Practices to Strengthen the... [06 Nov 2004]
Federal Information Security Management Act: FY 2004 Executive Summary Report
White Paper The Office of Inspector General (OIG) of the Securities and Exchange Commission (SEC) engaged Cotton & Company LLP to conduct an independent evaluation of its information systems and... [30 Aug 2005]
CEO/CFO Certification: Time for Reflection
White Paper Now that the flurry of activity relating to the initial financial certification requirements imposed by the Securities & Exchange Commission and the Sarbanes-Oxley Act has passed, all... [21 Dec 2004]
Market Montage Solution Supports 200,000 Updates Per Second With SQL Server 2005
White Paper Securities and Exchange Commission's Regulation NMS (requiring dealers to use best-available pricing when executing securities orders), it thought it would need a Cray... [16 Apr 2008]
Abel/Noser Meets Regulatory Requirements for Email Recordkeeping and Monitoring With Help From LEGATO
White Paper As a brokerage firm, Abel/Noser is subject to the regulations of the Securities Exchange Commission (SEC), the National Association of Securities Dealers (NASD), and the... [31 May 2005]
CEO/CFO Certification: Time for Reflection
Now that the flurry of activity relating to the initial financial certification requirements imposed by the Securities & Exchange Commission and the Sarbanes-Oxley Act has passed, all... [21 Dec 2004]
Sarbanes-Oxley Section 404: A Toolkit for Management and Auditors
White Paper On May 27, 2003, the Securities and Exchange Commission (SEC) voted to adopt final rules on Management's Report on Internal Control over Financial Reporting, as mandated by Section 404... [24 Mar 2005]
PSINet set to file for bankruptcy
News The Securities and Exchange Commission was warned to expect a "going concern qualification" from Pricewaterhouse Coopers after PSINet claimed that the $254m it holds in assets will not... [04 Apr 2001]
Ethics and Corporate Compliance: The Advantages of a Values-Based Approach
White Paper The Sarbanes-Oxley Act of 2002, along with related mandates by the Securities and Exchange Commission and new listing rules instituted by the major stock exchanges, raise the ante for... [20 Dec 2004]
Gaining Financial Integrity Through Improved Internal Controls
White Paper As companies continue to work towards complying with the requirements of Sarbanes-Oxley Section 404 and the related rules of the Securities Exchange Commission (SEC), they are learning... [03 Jul 2008]
Gaining Financial Integrity Through Improved Internal Controls
As companies continue to work towards complying with the requirements of Sarbanes-Oxley Section 404 and the related rules of the Securities Exchange Commission (SEC), they are learning... [18 Dec 2004]
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