securities exchange commission
Sarbanes - Oxley Section 404: How BMC Software Solutions Address General IT Control Requirements
White Paper Internal financial process controls and related IT controls will be externally audited, and a statement of control, including material weaknesses found during the audit, must now appear in annual reports filed with the Securities and Exchange... [03 Jul 2008]
How Compliant is YOUR Email Archive?
White Paper Securities and Exchange Commission (SEC) Rules National Association of Securities Dealers (NASD) Rules Failure to archive your emails can have dire consequences for your business. Do any of these regulations impact you? [29 May 2008]
Switch to SQL Server-Based Financial Reporting System Vastly Improves Analysis Functionality, Maintainability
White Paper Securities Exchange Commission filings and financial reports, Motorola had relied on antiquated technology that required IT intervention for basic processes and maintenance. To collect information for U.S. [23 Apr 2008]
Market Montage Solution Supports 200,000 Updates Per Second With SQL Server 2005
White Paper Securities and Exchange Commission's Regulation NMS (requiring dealers to use best-available pricing when executing securities orders), it thought it would need a Cray supercomputer or other specialized solution. [16 Apr 2008]
Sarbanes-Oxley: Disclosure and Confidentiality
White Paper Securities & Exchange Commission subsequently adopted regulations that pertain to the Act, including a code of conduct for lawyers whose corporate clients fall under its jurisdiction. Few people could identify them, the senior U.S. [10 Apr 2008]
EMC EmailXtender Provides E-mail Records Management for Microsoft Exchange Server 2003
White Paper EmailXtender enables organizations to comply with regulatory requirements, including those from the Securities Exchange Commission, regarding e-mail record retention and archiving. EMC EmailXtender works with Microsoft Exchange Server 2003 to... [04 Apr 2008]
Microsoft's Windows Server 2008 gets cautious welcome
News Paul Hibberd, head of Wintel services for investment bank Mitsubishi UFJ Securities International, said: "As with all major upgrades this will need to be heavily researched and tested and is not included in the plans for the next 12 months. [28 Feb 2008]
Microsoft Exchange and IBM System Storage N Series With NearStore and Symantec Enterprise Vault
White Paper Securities and Exchange Commission (SEC) regulations require financial broker-dealers to retain e-mails and messages for a specified period of time after their origination. IBM System Storage N series with NearStore and SnapLock features in... [19 Feb 2008]
Sarbanes-Oxley and IFRS
White Paper The result was the Sarbanes-Oxley Act of 2002 (often referred to as SOX) which set strict guidelines for financial disclosure and reporting for all exchange and NASDAQ listed public companies under the jurisdiction of the U.S Securities and... [07 Jan 2008]
NASDAQ Posts Big Gains with HP Information Lifecycle Management Solution
White Paper Download this case study to learn why NASDAQ, the largest electronic stock market in the U.S.turned to the HP StorageWorks Reference Information Storage System (RISS) to archive the tens of thousands of securities-related e-mail and voicemail... [12 Dec 2007]
Oracle: 'Any fresh BEA bid would be lower'
News Two weeks ago, BEA's board approved a change-in-control severance plan that covers all full-time employees and part-time employees who work 20 hours or more per week, according to a filing with the US Securities and Exchange Commission. [16 Nov 2007]
Investment Banking Firm Easily Passes Audits With Comprehensive Hosted Archiving
White Paper RSM EquiCo Capital Markets subscribed to the Microsoft Exchange Hosted Archive service and easily passed two audits within three months - the NASD audit and a surprise audit by the Securities and Exchange Commission. [28 Sep 2007]
Jobs to take the stand in options backdating case
News Apple CEO Steve Jobs will have to appear before federal investigators as part of the Securities and Exchange Commission's (SEC) lawsuit against Nancy Heinen, Apple's former head lawyer, Bloomberg has reported. [21 Sep 2007]
Finance Software Empowers Staff for a Broadcaster Built From Acquisitions
White Paper In addition to reducing the time required to accomplish financial tasks by 50 percent or more, implementation of Microsoft Dynamics GP also enabled the CEO and other senior executives of the publicly-held company to meet Securities and Exchange... [11 Sep 2007]
Michael Dell speaks out on accounting scandal
News In reality, they can't move on quite yet because though Dell's internal audit may be over, the Securities and Exchange Commission's investigation into the matter is still ongoing. For the first time since Dell admitted some of its accountants had... [06 Sep 2007]
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