securities
RSS securitiesIs the UK an open source laggard?
News Graham Yellowley, director of technology, Mitsubishi UFJ Securities International CIOs are split on the controversial issue of adopting more open source software in corporate IT. In the latest silicon.com CIO Jury poll, participants were asked... [21 Jul 2008]
Docupace Case Study: Financial Securities Solution Corp. (FSSC)
White Paper Financial Securities Solution Corp. FSSC) noted their largest business problem originated from misplaced or lost documents. During audits, when various documents were requested for review, FSSC staff spent countless hours searching for lost pieces... [18 Jul 2008]
UK failing to respect computing heritage
News Graham Yellowley, head of IT for investment bank Mitsubishi UFJ Securities said: "We have a history of brilliant people creating the most inventive computing related tools on limited budgets and then the intellectual property gets taken over by... [15 Jul 2008]
NAV CANADA Takes Advantage of IBM Rational AppScan Software to Address the Security and compliance of Its Online Applications
White Paper The organization also needed a way to help manage its regulatory compliance efforts related to financial reporting applications, which, under securities regulations, must be certified by NAV CANADA's executive officers. [11 Jul 2008]
Securities Trading Back Office Solutions Overview
White Paper Securities Trading is a major financial services company based in Japan, providing knowledge and IT solutions for financial business worldwide. The IT solution provider has been looking for specialists in constructing flexible back office solutions... [03 Jul 2008]
Faster Than the Speed of Light: Section 16 Reporting Under Sarbanes-Oxley
White Paper The Sarbanes-Oxley Act of 2002 brings perhaps the most significant - and certainly the most swiftly implemented - amendments to Section 16 of the Securities Exchange Act of 1934 since its inception. By requiring corporate insiders to report... [03 Jul 2008]
Putting the Sarbanes-Oxley Pieces Together - What You Need to Know Now
White Paper Some of our key corporate and securities attorneys will share their views on how to avoid potential pitfalls and offer practical advice rather than merely a technical review of the recently proposed and adopted rules, other Governance issues... [03 Jul 2008]
Sarbanes-Oxley Act: A Regulatory Perspective
White Paper The intent of the Act is to: restore public trust in the securities market, improve corporate governance, promote ethical business practices and enhance the transparency and completeness of financial statements. [03 Jul 2008]
What Is Sarbanes-Oxley and Why Should an IT Manager Care
White Paper The legislation contains 11 titles, ranging from additional responsibilities for audit committees to tougher criminal penalties for white-collar crimes such as securities fraud. The Sarbanes-Oxley Act of 2002 legislates acceptable conduct regarding... [03 Jul 2008]
Sarbanes - Oxley Section 404: How BMC Software Solutions Address General IT Control Requirements
White Paper Internal financial process controls and related IT controls will be externally audited, and a statement of control, including material weaknesses found during the audit, must now appear in annual reports filed with the Securities and Exchange... [03 Jul 2008]
Fulfilling Sarbanes-Oxley Requirements Gets Help From XBRL Solutions
White Paper Most observers would agree that the Sarbanes-Oxley Act (SOA) is the single most important piece of legislation affecting corporate governance, financial disclosure, and the practice of public accounting since the US securities laws of the early... [03 Jul 2008]
Impact of the Sarbanes-Oxley Act of 2002 on Public Companies
White Paper While the Act is most notable for its creation of a regulatory body for accountants who audit public companies, it also seeks to enhance corporate governance and reporting obligations, improve the quality and transparency of financial reporting... [03 Jul 2008]
Homeland Security Strategy for Critical Infrastructure Protection in the Financial Services Sector
White Paper The financial services sector is a decentralized and regionalized industry, with several different sector business components - banking, investments, insurance .Many of the security issues relevant to the sector are most usefully defined at the... [03 Jul 2008]
Korea Investment Securities Puts Its Trust in Avaya IP Office to Improve Productivity
White Paper Korea Investment & Securities wanted to improve its IT service support to employees for enhanced efficiency. Towards this end, it decided to centralize its IT service desk. KIS decided to take an ITSM approach to building its centralized service... [02 Jul 2008]
Austrian Securities Agency Enhances IT Security With New Operating System
White Paper As Austria's official Export Credit Agency (ECA), Oesterreichische Kontrollbank AG (OeKB) represents the government, handling volumes of sensitive financial information on a daily basis. OeKB's systems ran on the Windows 2000 operating system. [02 Jul 2008]
