work force fsa

Leader: UK should make hay while MiFID sun shines

Leader The FSA has said the UK is well prepared for today's deadline - thanks to a lot of hard work by the IT departments in many City institutions. UK banks ready for MiFID, says FSA ¦ FSA upgrades tech to improve MiFID monitoring ¦ [01 Nov 2007]

MiFID: It's finally right here, right now

News In the run up to today's deadline, there has been much debate about what the exact requirements of MiFID are but analysts agree as long as banks are showing they are working towards compliance, the FSA will work with them to finish the job. [01 Nov 2007]

UK banks ready for MiFID, says FSA

News The UK banking industry is in good shape for the European MiFID regulations which come into force on 1 November, according to the Financial Services Authority (FSA). An FSA spokesman told silicon.com that according to its MiFID monitoring programme... [30 Oct 2007]

MiFID: Banks not ready as deadline looms

News FSA upgrades tech to improve MiFID monitoring ¦ A significant proportion of financial organisations are unprepared for the record keeping requirements of MiFID, just weeks before the European investment banking regulations come into force on 1... [17 Oct 2007]

MiFID - will the banks be ready in time?

News Financial Services Authority (FSA) might be lenient on those banks not fully compliant for up to 18 months, as the implications of MiFID slowly become clear. FSA upgrades tech to improve MiFID monitoring ¦ [03 Oct 2007]

Cheat Sheet: MiFID

Cheat Sheet And many players - including the Financial Services Authority (FSA) in the UK - have warned the costs of compliance may well outweigh the benefits. MiFID was due to come into force in April 2006 but earlier this year the European Commission... [05 Jun 2007]

Firms 'wait and see' as MiFID deadline looms

News In its research, the FSA also discovered more than half of the companies that will be affected by MiFID haven't budgeted for the work yet, even though the regulation comes into force in less than a year. [28 Nov 2006]

Banks use IT to mitigate bird flu threat

News And later this month the Financial Services Authority (FSA) will publish a document that lists bird flu as one reason for firms to improve the crisis management and disaster recovery plans. A spokeswoman for the FSA said: "We have included it in a... [17 Jan 2006]

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