Latest SEC Rule 17A-4 White Papers

Showing results 11 to 20 of 28

silicon.com > White Papers > Enterprise Applications > Workflow Management

The Case for Document Management

The Case for Document Management

Are you asking how to avoid court-imposed sanctions? Are you wondering how to keep the escalating costs of electronic an Read more

Mar 18, 2009

silicon.com > White Papers > IT Management > Business Functions

Trust and Competitive Advantage: An Integrated Approach to Governance, Risk Management and Compliance

Trust and Competitive Advantage: An Integrated Approach to Governance, Risk Management and Compliance

Burned by Enronesque accounting scandals, investors and governments are imposing rigorous reporting requirements to keep Read more

Mar 18, 2009

silicon.com > White Papers > Data Management > Data Infrastructure

Data Quality, Compliance, and Risk for Financial Institutions

Data Quality, Compliance, and Risk for Financial Institutions

Poor data quality is endemic in most financial institutions, with risk managers frequently citing a lack of clean, high- Read more

Mar 18, 2009

silicon.com > White Papers > Security > Security Administration

Getting ahead of security issues, compliance regulations and IT processes

Getting ahead of security issues, compliance regulations and IT processes

It can be difficult to ensure the confidentiality and integrity of your critical data with customers demanding 24/7 secu Read more

Nov 20, 2008

silicon.com > White Papers > Professions and Industries > Financial Services

The State of the Art in Finance

The State of the Art in Finance

Benchmarking is an important tool that finance organizations use to stay competitive. It allows them to determine the va Read more

Sep 2, 2008

silicon.com > White Papers > Security > Intrusion - Tampering

Security and control: The smarter approach to malware and compliance

Security and control: The smarter approach to malware and compliance

The continuing evolution of malware threats combined with the demand for increasingly flexible working practices is a si Read more

Apr 8, 2008

silicon.com > White Papers > IT Management > Regulatory Compliance

What Can 2007 Teach Us About 2008?

What Can 2007 Teach Us About 2008?

2007 was a tumultuous year for U.S. businesses and employees, filled with extreme highs and disappointing lows. Private Read more

Feb 7, 2008

silicon.com > White Papers > Security > Security Administration

Using Security Compliance Software to Improve Business Efficiency and Reduce Costs

Using Security Compliance Software to Improve Business Efficiency and Reduce Costs

This IDC white paper analyzes the cost of complying with increasing numbers of government regulations. It discusses spec Read more

Dec 13, 2007

silicon.com > White Papers > Professions and Industries > Wholesale - Retail

Experience the benefits of Information On Demand--Open the Information Management Door

Experience the benefits of Information On Demand--Open the Information Management Door

What's behind the door? An interactive tour of resources and information based on industry expertise and today's critica Read more

Dec 13, 2007

silicon.com > White Papers > IT Management > Regulatory Compliance

Improve Business Responsiveness and Compliance with SOA

Improve Business Responsiveness and Compliance with SOA

Find out why a growing number of companies are adopting SOA to create a more competitive business environment while meet Read more

Dec 13, 2007

Must read on silicon.com

  1. Compliance: SEC 17a-4/NASD 3010/3110
  2. Improving IT Compliance: Guidance for Midsize Organizations
  3. Optimizing Your IT Controls Environment for Compliance with Multiple Regulations
  4. Realtime Publishers: Understanding how privacy and government regulations affect email compliance
  5. CIO Strategies for the Retention and Deletion of Email