Latest SEC Rule 17A-4 White Papers

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silicon.com > White Papers > Security > Security Administration

Compliance: SEC 17a-4/NASD 3010/3110

Compliance: SEC 17a-4/NASD 3010/3110

In the wake of the 1928 stock market crash and the uncovering of widespread securities fraud, the U.S. Congress enacted Read more

Oct 9, 2009

silicon.com > White Papers > Security > Security Administration

Improving IT Compliance: Guidance for Midsize Organizations

Improving IT Compliance: Guidance for Midsize Organizations

The results are in on the compliance efforts of companies boasting annual revenues of $50 to $999 million, and there's d Read more

Mar 18, 2009

silicon.com > White Papers > Security > Intrusion - Tampering

Optimizing Your IT Controls Environment for Compliance with Multiple Regulations

Optimizing Your IT Controls Environment for Compliance with Multiple Regulations

This IDC white paper focuses on the compelling need for today's businesses to understand how they can more efficiently m Read more

Mar 18, 2009

silicon.com > White Papers > Software and Web Development > Internet and Web

Realtime Publishers: Understanding how privacy and government regulations affect email compliance

Realtime Publishers: Understanding how privacy and government regulations affect email compliance

Email compliance is just one instance of the regulatory impact on IT operations. There are a number of privacy and corpo Read more

Mar 18, 2009

silicon.com > White Papers > Software and Web Development > E-commerce - E-Business

CIO Strategies for the Retention and Deletion of Email

CIO Strategies for the Retention and Deletion of Email

With new regulations and the recent changes to the Federal Rules of Civil Procedure, legal departments are turning to IT Read more

Mar 18, 2009

silicon.com > White Papers > Enterprise Applications > Enterprise Planning

The State of the Art in Finance

The State of the Art in Finance

Benchmarking is an important tool that finance organizations use to stay competitive. It allows them to determine the va Read more

Mar 18, 2009

silicon.com > White Papers > Enterprise Applications > Enterprise Planning

An Integrated Approach to Managing Governance, Risk, and Compliance

An Integrated Approach to Managing Governance, Risk, and Compliance

Given today's highly regulated environment, how can you control risk, drive performance, and inspire greater stakeholder Read more

Mar 18, 2009

silicon.com > White Papers > IT Management > Regulatory Compliance

The Case for Archiving Email: A MessageLabs White Paper by Osterman Research

The Case for Archiving Email: A MessageLabs White Paper by Osterman Research

This paper discusses how email archiving benefits an organization for purposes other than regulatory compliance, & why a Read more

Mar 18, 2009

silicon.com > White Papers > Security > Security Administration

IT Compliance Benchmark Report, 2006

IT Compliance Benchmark Report, 2006

Download this research report from Symantec to read the results of a survey on IT compliance practices in large organiza Read more

Mar 18, 2009

silicon.com > White Papers > Data Management > Data Infrastructure

A Business Guide to Compliance - Baker & McKenzie

A Business Guide to Compliance - Baker & McKenzie

The use of electronic data is rapidly increasing, and companies must find ways to manage it now so that they effectively Read more

Mar 18, 2009